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by Craig Waddell
Introduction
As far as I know, there's no etymological connection between thesis
and Theseus, but there is a metaphoric one. Theseus, mythical hero
of ancient Greece, found his way through the Cretan Labyrinth by following
a thread. Likewise, a thesis allows both reader and writer to find their
ways through a labyrinth of ideas by following a thread of thought. That
is, a thesis crystallizes the controlling idea of an essay and, thus,
helps us to keep track of that idea as it develops through the body of
the text. If we were not able to formulate theses and to understand and
evaluate the theses of others, we would be hopelessly lost amidst a maze
of chaotic impressions, for there is no structure to experience exclend
that imposed by the human mind.
When we formulate theses, we
make experience comprehensible: we organize the chaos. As researchers,
we begin to pick up facts and experiences that are relevant to our theses--just
as magnets pick up iron filings--and we leave what is irrelevant behind.
Thus, for both reader and writer, a thesis cuts through immense confusion
to make one point perfectly clear. A good thesis, then, is essential to
a well-written analytical essay, and at least four things are essential
to a good thesis: it must be clearly defined, adequately focused, well
supported, and relatively high in the orders of knowledge.
Defining Your Thesis
Like topic sentences, theses can be simple (stated explicitly, either
in one sentence or in several consecutive sentences), delayed-completion
(begun in one sentence and completed at some point later in the essay),
assembled (scattered in bits and pieces throughout the essay), or inferred
(never explicitly stated--left for the reader to surmise) (Braddock, 310-323).
But however the thesis is presented, it should be clearly defined, or,
in the case of an inferred thesis, clearly definable. Even if you have
chosen to use a delayed-completion, assembled, or inferred thesis, you
should be able to articulate that thesis in a simple, explicit statement.
Two things happen when you
fail to define your thesis clearly:
- First, you don't know what
you have committed yourself to--in fact, you may not have committed
yourself to anything. As a result, your paper lacks unity. A unified
essay is one in which all of your arguments, directly or indirectly,
support your thesis. (Although good writers do acknowledge opposing
points of view and may even concede a point here or there, they usually
do so for rhetorical purposes--to enhance their own credibility by indicating
that they are aware of and capable of responding to opposing views.)
If you have not defined your thesis clearly, you will not know what
your arguments should support. Consequently, you will ramble: some of
your arguments will be irrelevant to any thesis your readers might infer;
others will be contradictory. Whatever unity you achieve will be largely
accidental.
- The second consequence of
an inadequately defined thesis stems directly from the first: when you
don't know what you have committed yourself to, your essay lacks unity,
and your readers have no thread to help them find their way through
your thoughts. As you ramble, your readers grope.
Focusing Your Thesis
A thesis can be clearly defined and still lead to a rambling essay if
it is not adequately focused. A good thesis narrows your topic to an idea
that you can successfully develop within the framework of your essay.
From the general topic of health hazards, you might propose a thesis such
as, "The average American is exposed to many health hazards."
This thesis, though clearly defined, is so broad that you would never
be able to cover it adequately in a short essay. You would wind up either
jumping from one health hazard to another, discussing each only superficially,
or zeroing in on one or two health hazards and, thus, failing to demonstrate
your own thesis. A more narrowly focused thesis, such as "The Constitution
of the United States should be amended to prohibit the production and
sale of cigarettes," commits you to an idea that you can carefully
analyze and defend in four or five pages.
Supporting Your Thesis
The third requirement of a good thesis, that it be well supported, might
more properly be considered a requirement of the essay as a whole. In
any case, if the essay is to be effective--if it is to persuade readers
of your thesis, or at least of your credibility--you must provide arguments
that are cogent and numerous enough to satisfy the critical reader, and
you must go on to support these arguments with facts and examples.
Orders of Knowledge
The fourth requirement of a good thesis is that it be relatively high
in the orders of knowledge. Benjamin Bloom divides cognitive skills into
five basic categories and arranges those categories (in ascending order
of complexity) into the following hierarchy: comprehension, application,
analysis, synthesis, and evaluation (Bloom, 204-207). In a similar hierarchy,
Mortimer Adler divides knowledge into three classes: statements of facts,
statements about facts, and statements about statements (Adler, 222-224).
If your thesis falls at the lowest level of either of these hierarchies,
your paper will be nothing more than a report or a survey. This is fine
if that's all you intend your paper to be. But if you intend your paper
to be more than a report, you must develop a thesis that is more than
a statement of fact.
For example, if your "thesis"
is that "In experiments conducted by the American Cancer Institue,
70 percent of the rats subjected to cigarette smoke over a two-year period
died of lung cancer," your paper can hardly develop into anything
more than a report about the experiments and their results. However, if
you draw some conclusion from this statement of fact and make that your
thesis, you advance to Adler's second order of knowledge: statements about
facts. At this level, your thesis might be "Scientific experiments
suggest a close link between cigarette smoking and lung cancer,"
or a less cautious assertion, "Cigarette smoking is the major cause
of lung cancer." With either of these theses, you have an argument
on your hands. You have made a statement that is not entirely self-evident,
one that will not be universally agreed with, one that you will have to
defend. But if you risk one step further and make a statement about this
statement, you generate the spark of a potentially informative, provocative,
and animated essay. For example, building on the proposition that cigarette
smoking causes lung cancer, you might propose that the Constitution of
the United States be amended to prohibit the production and sale of cigarettes.
Adler would classify theses
of this order as statements about statements. As such, they not only encourage
more stimulating essays, they also allow you to develop your essay logically
by referring back to statements at the two lower levels: you present arguments
(statements about facts) to support your thesis, and facts and examples
(statements of fact) to support your arguments. For example, to support
the thesis that the Constitution should be amended to prohibit the production
and sale of cigarettes, you can draw upon the argument that cigarette
smoking causes lung cancer; and to support this argument, you can draw
upon the fact that in ACI experiments, 70 percent of the rats subjected
to cigarette smoke died of lung cancer. Thus, theses that are statements
about statements allow you to develop a layered effect that is impossible
to achieve in a report or survey.
Tentative and Definitive
Theses
Finally, there is an important distinction between a tentative and a definitive
thesis. A tentative or working thesis is often valuable in the early stages
of the writing process in that it guides your inquiry into your subject,
suggesting questions, problems, and strategies. The best definitive theses,
however, generally come late in the writing process. Hence, the writing
process is not simply a means of codifying what you already know; it is
a means of pushing beyond the commonplace, of exhausting the obvious,
and of discovering what it is you ultimately want to say.
A good thesis, though essential
to a good analytical essay, is not a panacea for sloppy exposition--there
are scores of other things you must consider as you compose (such as style,
syntax, organization, originality, punctuation, and diction). However,
developing a thesis that is clearly expressed, adequately focused, well
supported, and high in the orders of knowledge goes a long way toward
ensuring the success of your essay.
REFERENCES
- Adler, Mortimer. Dialectic.
London: Kegan Paul, 1927.
- Bloom, Benjamin, ed. Taxonomy
of Educational Objectives: Handbook I. New York: David McKay,
1956.
- Braddock, Richard. "The
Frequency and Placement of Topic Sentences in Expository Prose."
The Writing Teacher's Sourcebook. Ed. Gary Tate and Edward
P. J. Corbett. New York: Oxford University Press, 1981.
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