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by John R. Kohl
Introduction
The articles a, an,
and the are difficult for many non-native speakers of English to
learn to use properly. Some of the rules that govern article usage are
very subtle; only years of experience with the language will enable you
to understand and apply these rules. However, Table 3 will help you eliminate
many errors in article usage from your writing.
In order to use Table 3, however,
you have to understand two concepts: countability and definiteness. These
concepts are explained in detail below. The last part of this handout
discusses article usage with proper nouns as well as the difference between
a and an. At the very end of the handout is an exercise
that you can do to test your understanding.
Countability
Countable nouns refer
to people, places, or things that can be counted (one dollar/two dollars,
one house, two houses). They [these countable nouns] can always be made
plural--usually by adding -s or some other variation of the plural
ending, e.g. student(s), countri(es), child(ren). A few words are the
same in both the singular and plural forms (deer, sheep).
Uncountable nouns often
refer to food, beverages, substances, or abstractions (meat, tea, steel,
information); some uncountable nouns (but not the abstract ones)
can be made countable by adding a count frame in front of them
(two gallons of milk, six blocks of ice, a bar of
soap, a bunch of celery).
Unfortunately, there is no
clear-cut distinction between countable and uncountable nouns. Some nouns
can be both countable and uncountable even without adding count frames.
For example, as an uncountable noun, experience refers to abstract knowledge
or skill that can be gained by observing or participating in events. As
a singular or plural countable noun (experience/experiences), the word
experience refers to a particular instance (or instances) of participation
in events. Similarly, the uncountable noun glass is a substance
made from silicates; a glass (singular) is something you drink
from; and glasses (plural) are frames containing lenses that correct
imperfect vision.
There are other exceptions
to the countable/uncountable distinction as well. Moreover, a noun that
is countable in your native language may be uncountable in English, and
vice-versa. For example, soap is countable in Spanish but uncountable
in English. However, as long as you are aware of these differences they
probably will not cause you much difficulty.
LEARNING HINT #1: The
best thing to do is to memorize some of the most frequently occurring
uncountable nouns (shown in Table 1 below), and to look up other
nouns in a dictionary if you are not sure whether they are countable or
uncountable. If your dictionary does not indicate whether nouns are countable
or uncountable, then you should consult another dictionary, such as The
Oxford Advanced Learner's Dictionary. This dictionary is available
for you to use at the Writing Center.
In the Oxford
dictionary, nouns are countable unless they are designated by the letter
[u]. If a noun can be either countable or uncountable (with different
definitions, as in the examples given above), then the uncountable definitions
are preceded by [u], and the countable definitions are preceded by [c],
as in the following example:
ad-ven-ture n. 1 [c] a strange
or unusual happening (The explorer told the boys about his adventures
in the Arctic). 2 [u] risk; danger (Robin Hood lived a life of adventure).
Table
1: Some Common Uncountable English Nouns
- Food
and Drink: bacon, beef, beer, bread,
broccoli, butter, cabbage, candy, cauliflower, celery, cereal,
cheese, chicken, chocolate, coffee, corn, cream, fish, flour,
fruit, ice cream, lettuce, meat, milk, oil, pasta, rice, salt,
spinach, sugar, tea, water, wine, and yogurt
- Nonfood
Substances: air ,cement, coal, dirt, gasoline, gold, ice,
leather, paper, petroleum, plastic, rain, rubber, silver, snow,
soap, steel, wood and wool.
- Abstract
nouns: advice, anger, beauty, confidence, courage, employment,
fun, happiness, health, honesty, information, intelligence, knowledge,
love, poverty, satisfaction, truth, and wealth
- Others:
biology, clothing, equipment, furniture, homework, jewelry, luggage,
lumber, machinery, mail, money, news, poetry, pollution, research,
scenery, traffic, transportation, violence, weather, and work
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Definiteness
A noun is definite if
it refers to something specific that is known to both the writer/speaker
and the reader/listener. (Note: You should memorize this definition!)
For example, if Jane needs to drive somewhere, she might ask her father,
"May I use the car?" She uses the definite article
the because both she and her father know which car Jane is referring
to (the family car). But later Jane might say to her friend Bill, "I
saw a funny-looking dog today." She uses the indefinite
article a because she knows which dog she saw, but Bill doesn't.
Table 2 below illustrates
that there are four possible conditions involved in this decision, but
only one results in a noun that is definite.
Table
2: Matrix of Definiteness/Indefiniteness *
In the following
examples, definiteness is determined by whether the Writer/Speaker
and the Reader/Listener knows specifically what is being referred
to:
- Definite:
"Can I use the car?"
Writer/Speaker:
YES
Reader/Listener: YES
- Indefinite:
"I saw a funny-looking dog today."
Writer/Speaker:
YES
Reader/Listener: NO
- Indefinite:
"I heard that you once wrote a book about ecology."
Writer/Speaker:
NO
Reader/Listener: YES
- Indefinite:
"I need to buy a new belt."
Writer/Speaker:
NO
Reader/Listener: NO
* adapted from
Brown, R., A First Language. Cambridge, MA: Harvard
University Press, 1973.
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Five Sources of Definiteness
There are five principal ways
in which a reader/listener can know specifically what a noun is referring
to (that is, five reasons a noun might be considered definite):
- The noun has been previously
mentioned.
- I saw a funny-looking
dog yesterday [first mention, indefinite]. It looked like
a cross between a Pekinese and a German shepherd. When it saw my
cat, the dog ran away [second mention, definite].
- A superlative or ranking
adjective makes the noun's identity specific.
- The tallest
girl in the class is 6'2" tall. [There can be only one girl
who is the tallest.]
- Please read the
fourth paragraph on page 3. [There can be only one fourth
paragraph.]
- Today is the
most important day of my life. [There can be only one day
that is the most important.]
- The noun describes a unique
person, place, or thing.
- The earth revolves
around the sun once every 365 days. [There is only one earth
and only one sun--in our solar system, that is!]
- A modifying word, phrase,
or clause follows the noun and makes it clear which specific
person or thing you are referring to. But not every noun that is modified
in this way is definite; it depends largely on the situation and on
what you can reasonably expect your listener/ reader to know about.
- Do you remember the
girl who went camping with us? [Using the here implies
that there was only one girl who went camping with you; otherwise
the clause who went camping with us would not be sufficient
to identify the particular girl that you are referring to. If there
were two girls, then you would have to be more specific, saying
perhaps "Do you remember the girl from Iowa who went
camping with us last May?"]
- John is reading a
book about quantum physics. [Here the noun book is
modified by the phrase about quantum physics. But there is
undoubtedly more than one book about quantum physics. Therefore,
to make book definite, we would have to add more information:
"the book about quantum physics that was assigned
by Professor Jackson last week."]
- The context or situation
makes the noun's identity clear. For example, you might ask someone
to "Close the door." You would use the because
it would undoubtedly be clear to both of you which door you were referring
to. Similarly, if you tell someone that you are going to the
library, that person will assume that you are talking about whichever
library is most familiar to both of you--RPI's Folsom Library, for example.
Again, you have to be sure
that your reader or listener has the same context or situation in
mind that you are thinking of; otherwise, he or she will be confused
by your use of the. For example, one student wrote the following
sentence:
- This magazine helps
women analyze the problematic situation and offers possible
remedies.
But this was the first
time she had mentioned a problematic situation. Her readers were therefore
confused because her use of the word the implied that they
were already supposed to know which problematic situation she was
referring to.
Choosing the Appropriate
Article
In order to choose the appropriate
article for a noun, you first need to decide whether the noun is singular.
One way to determine this is to ask yourself whether you could put the
number "one" in front of it. For example, you can say "one
experiment," but not "one knowledge" or "one
examples"; therefore, "experiment" is singular,
whereas "knowledge" is uncountable and "examples"
is plural.
Table 3 below shows
that if the noun is singular, you must use either "the" or "a"/"an"
in front of the noun, depending on whether it is definite (known to both
you and your readers) or not.
If the noun is not singular,
then it must be either plural or uncountable. Table 3 below shows
that article usage is the same for both plural and uncountable nouns will
use either "the" or "0" (no article) in front of the
noun. Again, the decision depends on whether the noun is definite or not.
Table
3: Choosing the Appropriate Article
- Singular
Noun (one of something that is countable)
Is the noun definite?
YES:
Use "the"
a) The painting in the living room was given to
me by an old friend.
- Painting
and living room are singular because we are referring
to only one painting and one living room.
- Painting
is definite because the following phrase, in the living
room, makes it clear which painting we are referring to
(reason 4, above). (However, it could be indefinite if there
is more than one painting in the living room that the speaker
could be referring to; in that case, the speaker would say
"A painting...."
- Living
room is definite because it is clear from the context
of the situation that the speaker is referring to the living
room closest to where he and the listener are standing (reason
5 above).
NO: Use
"a" or "an"
b) Eugene's lunch consisted of a sandwich, two cookies,
and a can of soda.
- Sandwich
and can are both singular (there is only one of each).
They could be definite if the listener/reader had seen
Eugene's sandwich and can of soda, or if they had been mentioned
before. However, the speaker/writer's choice of the indefinite
article a for both nouns tells us that they are unknown
to the listener/reader.
- Plural
or Uncountable Noun
Is the noun definite?
YES:
Use "the"
c) The technical reports that I gave you are
top secret. (plural and definite)
- Reports,
is plural (note that it ends in -s) because we are
talking about more than one report. It is definite because
the following phrase, that I gave you, makes it clear
to the reader/listener which reports you are referring to
(reason 4, above).
d) The
wool that is produced in Scotland is used to make sweaters
and other garments. (uncountable and definite)
- Wool
is uncountable (you cannot say one wool). It is definite
because the following clause, that is produced in Scotland,
makes it clear which wool you are referring to (reason 4,
above).
NO: Use
0 (no article)
e) Long reports are difficult to write. (plural and indefinite)
- Reports
is plural (note that it ends in -s). The lack of an
article in front of it means that the speaker/writer is talking
not about particular reports that are known to the listener/reader,
but about all long reports in general.
f) Scotland's
major exports are wool and oil. (uncountable and
indefinite).
- Wool
and oil are both uncountable nouns (you cannot say
one wool or one oil in this context). They are
indefinite because they refer to these two substances in general,
not to particular shipments of wool and oil that are known
to the reader/listener.
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LEARNING HINT #2: One
of the most common mistakes that non-native speakers make with articles
is using a or an with plural or uncountable nouns (a
students and a research would be incorrect). But consider that
the articles a and an are derived from the word one.
Thus, it is illogical to use a or an with a plural noun,
isn't it? It is also illogical to use a or an with an uncountable
noun--After all, how can you have one of something that is uncountable?
An easy way to eliminate a
lot of mistakes is to look through your writing for every occurrence of
a and an. Then examine the noun that follows each a
or an. If the noun is either plural or uncountable, then you have
made a mistake, and you should refer to Table 3 to determine whether
to use the or 0 instead.
LEARNING HINT #3: Often
mistakes occur not because a writer has used the wrong article (e.g.,
a or an instead of the), but because the writer has
used no article at all for a singular noun. Notice in Table 3 that
every singular noun must have an article in front of it.
LEARNING HINT #4: Notice
that every definite noun takes the article the, regardless of whether
it is singular, plural, or uncountable. Therefore, if you cannot decide
whether a noun is singular, plural, or uncountable, go on to the next
step and ask yourself whether it is definite (known to both the writer/speaker
and the reader/listener) or not. If it is definite, then use the.
Using
Articles with Proper Nouns
So far, we have been talking
only about using articles with common nouns. The rules for proper nouns
are more complex.
Proper nouns are names
of particular people, places, and things (John F. Kennedy, New York City,
Notre Dame Cathedral), and for that reason they are inherently definite.
Nevertheless, the definite article is not used with most singular proper
nouns. For example, if you are referring to your friend George, you wouldn't
say "The George and I went to a movie last night." The
only times "the" is used with a name like this are: a) when
you want to be emphatic, as in "the Elizabeth Taylor"
(to emphasize that you are talking about the famous actress, and not about
another woman with the same name), and b) when you are actually using
the name as a common noun, as in "the George that I introduced
you to last night" (the real meaning of this phrase is "the
man named George..."). Plural names, on the other hand,
are always preceded by the: the Johnsons, the Bahamas,
etc.
Singular geographical names
are very irregular with respect to article usage. For example, singular
names of continents (Asia, Africa), mountains (Mount Fuji), and bays (San
Francisco Bay) do not take the article the, but regions (the Crimea),
deserts (the Sahara), and other geographical entities do.
Indeed, the use of articles
with singular proper nouns is complex and hence difficult to learn, as
indicated by the examples below. For this reason, the best thing to do
is to memorize whether the proper nouns that you use frequently are used
with or without the.
Examples:
State Street
the Empire State Building
Delaware County
Great Britain
the Soviet Union
the University of Virginia
Rensselaer Polytechnic Institute
the United Nations (the U.N.)
the Organization of Petroleum Exporting Countries
(but "OPEC," not "the OPEC")
"A" Versus
"An"
This last topic is undoubtedly
the easiest, because most non-native speakers already know about the difference
between a and an. They are simply two variations of the
indefinite article. A is used before words that begin with
consonant sounds (a rock, a large park) and an is used before
vowel sounds (an interesting subject, an apple).
However, note that the choice
of a or an depends on pronunciation, not spelling. Many
words that begin with the vowel -u- are preceded by a instead
of an because the -u- spelling is often pronounce -yu-,
as in useful ("a useful idea"), and uranium
("a uranium isotope"). In addition, in a few words borrowed
from French, the initial consonant -h- is not pronounced: an
heir to the throne, an hour-long lecture, an honorable
agreement, etc.
A Strategy for Success
Keep in mind that native speakers
of English seldom use articles incorrectly; therefore, any errors that
you make are very noticeable and distracting to them. That is why you
should make an effort to use articles correctly.
Study this handout--particularly
Five Sources of Definiteness, Table 3, and the Learning
Hints. Memorize the definition of definiteness ("known to both
the writer/speaker and the reader/listener"). Then try the Exercise
toward the end of this handout; the correct answers are provided on the
following page so you can check your work.
In the future, whenever you
write in English, you will need to proofread your writing carefully and
to apply the rules for article usage very deliberately. Then come to the
Writing Center and ask a tutor specifically to correct any remaining errors
in your article usage. With practice, you can learn to use articles correctly--not
only in writing, but also in speech!
References
- Brown, Roger. A First
Language: The Early Stages. Cambridge, MA: Harvard University
Press, 1973. (Folsom library P136 .B7)
- Celce-Murcia, Marianne,
and Larsen-Freeman, Diane. The Grammar Book: An ESL/EFL Teacher's
Course. Rowley, MA: Newbury House, 1983. 171-202.
- Hacker, Diana. The
Bedford Handbook for Writers. Boston: St. Martin's, 1991. 312-17.
(Available at the Writing Center)
- Hornby, A.S. The Oxford
Advanced Learner's Dictionary of Current English. 3rd ed. London:
Oxford UP, 1974. (Available at the Writing Center)
- Master, Peter A. "Teaching
the English Article to Foreign Technical Writing Students." The
Technical Writing Teacher 13.3 (1986): 203-10. (Folsom library
reserve 808 .T49)
- Quirk, Randolph, Sidney
Greenbaum, Geoffrey Leech, and Jan Svartvik. A Comprehensive Grammar
of the English Language. New York: Longman, 1985. (Folsom library
PE1106 .C65 1985)
Exercise
Instructions: Fill in
each blank with the appropriate article. If no article is required, put
a "0" in the blank. The nouns that the articles go with are
in italics.
- _______(a) Decline
and Fall of ______(b) Roman Empire
- ________(a) complexity
of _______(b) problem of ______(c) decline and fall
of the Roman Empire is made evident by _______(d) wide variety
of causes that are emphasized in varying degrees by _______ (e) different
authors.
- Fortunately, ________(a)
concise formulation of Edward Gibbon serves as _________(b) widely
accepted basis for _______(c) modern discussion of _________(d)
problem.
- According to Gibbon, _________(a)
empire reached its peak during _______(b) administration
of ________(c) two Antonines.
- After that, however, ________(a)
extent of ________(b) Roman conquest became too great
to be managed by _______(c) Roman government, and _______(d)
decline began.
- ______(a) military government
was weakened and finally dissolved as ______(b) barbarians were
allowed to constitute ______(c) ever-growing percentage of ______(d)
Roman legions.
- ______(a) victorious legions
began to dominate and corrupt _______(b) government, weakening
it at ______(c) time when it most needed ______(d) strength
to overcome _______(e) other problems.
Answers and Explanations
to the Exercises
NOTE: The explanations
refer to reasons given in the section on "Five Sources of Definiteness."
- a) The -- singular;
definite because of reason 4 (following modification: of the Roman
Empire).
b) the -- singular; definite because of the preceding
adjective: Roman. This is not one of the five principal sources
of definiteness, but in this case, "Roman empire" is very
specific (especially since "Roman" is derived from the proper
noun, "Rome"), and the reader would be expected to know that
there was only one empire that is known as the Roman empire in
English.
- a) The -- singular;
definite because of reason 4 (following modification: of the problem...).
b) the -- singular; definite because of reason 4 (following modification:
of the decline and fall of the Roman Empire).
c) the -- singular; definite because of reason 4 (following modfication:
of the Roman Empire).
d) the or a -- singular; could be either definite or indefinite.
Even though a long string of modifiers follows the noun, the reader
still might not be familiar with the variety of causes that the writer
is referring to.
e) 0 -- plural; indefinite because the reader has no way of knowing
which different authors the writer is referring to.
- a) the -- singular;
definite because of reason 4 (following modification: of Edward Gibbon).
b) a -- singular; indefinite because there could be more than
one widely accepted basis for modern discussion of the problem
(the modification is not sufficient to make the noun unique).
c) 0 -- uncountable; indefinite. can be either
countable or uncountable; here it is being used in the abstract, uncountable
sense. It is indefinite because there could be more than one modern
discussion of the problem (the modification is not sufficient to
make the noun unique).
d) the -- singular; definite because of reason 1 (previously
mentioned).
- a) the -- singular;
definite because of reason 1 (previously mentioned).
b) the -- singular; definite because of reason 4 (following modification:
of the two Antonines).
c) the or 0 -- plural; could be either definite or indefinite.
The writer's use of the indicates that there were two and
only two Antonine emperors. Use of 0 would indicate that there were
more than two Antonine emperors.
- a) the -- singular;
definite because of reason 4 (following modification: of the Roman
conquest).
b) the -- Conquest in this context is uncountable, meaning
"the area or territory which was conquered." Because the preceding
adjective, Roman, is derived from a proper name (Rome),
it makes the following noun unique in this context.
c) the -- singular; definite. As in 5b, the preceding adjective,
Roman, makes it clear which government is referred to in this
context. However, note that in another context, it might be necessary
to add a following modification in order to make the noun definite (e.g.,
"the Roman government of the third century A.D.")
d) the -- singular; definite because of reason 1 (previously
mentioned).
- a) The -- singular;
definite because of reasons 1 and 5 (Roman government was previously
mentioned, and it is clear from the context that military government
is also referring to the Roman government).
b) 0 -- plural; indefinite (not previously mentioned, nor is
there any other source of definiteness).
c) an -- singular; indefinite. There could be more than one group,
other than the barbarians, who constituted ever-growing percentages
of the Roman legions; thus, modification is not sufficient to make
the noun definite.
d) the -- plural; definite. As in 5b and 5c, the preceding adjective,
Roman, is sufficient to make it clear which legions are being
referred to in this context. In another context, additional modification
might be required to make the noun definite (e.g., "the Roman legions
that invaded Britian in 6 B.C.")
- a) 0 -- plural; probably
indefinite. The author is not necessarily referring to any particular
group of victorious legions; moreover, even though legions have
been mentioned before, victorious legions have not; thus, the
criterion of previous mention does not apply.
b) the -- singular; definite because of reason 1 (previously
mentioned).
c) a or the -- singular; If we interpret when it most needed...
as modifying time, then time is definite because of reason
4. However, most native speakers interpret both at a time and
when it most needed... as adverbial modifiers modifying weakening,
so the the noun would be interpreted as being indefinite.
d) the or 0 -- Strength can be either uncountable (the
abstract quality of strength) or singular (a particular instance of
that abstract quality). So it is either singular and definite because
of reason 4 (following modification: to overcome other problems),
or uncountable and indefinite. Both would be equally acceptable, so
it just depends on how the writer is thinking.
e) 0 -- plural; indefinite (other problems have not been
mentioned previously, and there is no other source of definiteness).
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